Regulated Businesses

We are considered the market leader when it comes to advising businesses or partnerships which are regulated by the following bodies:

  • The Financial Conduct Authority (FCA)
  • The Ministry of Justice (MoJ)
  • The Solicitors Regulation Authority (SRA)
  • The Institute of Chartered Accountants in England & Wales (ICAEW)
  • The Insolvency Practitioners Association (IPA)
  • The Royal Institute of Chartered Surveyors (RICS)

Given the breadth and depth of the regulatory arena in which our regulated business team operates, no two assignments are the same.

Some examples of our recent assignments include:

  • Acted as Administrators of a number of FCA regulated debt management business
  • Acted as Special Administrators of a national stockbroker & wealth management firm following which we were engaged to assist a working party setup by HM Treasury to reform insolvency and regulatory legislation
  • Restructuring of an SRA regulated national firm of personal injury lawyers via a CVA process
  • Acted as Administrators of a number of MoJ regulated claims management companies, in particular Payment Protection Insurance (PPI) providers
  • Acted as Administrators of the first and only volume IVA provider regulated by the IPA and ICAEW
  • Acted as Administrators of an FCA regulated PayDay lender with in excess of 90,000 clients
  • Acted as Administrators of an affiliate marketing business, with a household brand, following potential regulatory breaches of section 21 FSMA 2000
  • Undertook a marketing and sales process for an FCA regulated debt management business outside of any insolvency procedures, maximising returns to the business owners